Tuesday, July 19, 2022

What's the Matter with Harvard?

When the first global ranking was published by Shanghai Jiao Tong University back in 2003, the top place was taken by Harvard. It was the same for the rankings that followed in 2004, Webometrics and the THES - QS World University Rankings.  Indeed, at that time any international ranking that did not put Harvard at the top would have  been regarded as faulty.

Is Harvard Declining?

But since then Harvard has been dethroned by a few rankings. Now MIT leads in the QS world rankings, while Oxford is first in THE's  and the Chinese Academy of Sciences in Nature Index. Recently Caltech deposed Harvard at the top of the Round University Rankings, now published in Georgia.

It is difficult to get excited about Oxford leading Harvard in the THE rankings. A table that purports to show Macau University of Science and Technology as the world's most international university, Asia University Taiwan as the most innovative, and An Najah National University as the best for research impact, need not be taken too seriously.

Losing out to MIT in the QS world rankings probably does not mean very much either. Harvard is at a serious disadvantage here for international students and international faculty.

Harvard and Leiden Ranking

On the other hand, the performance of Harvard in CWTS Leiden Ranking, which is generally respected in the global research community,  might tell us that something is going on. Take a look at the total number of publications for the period 2017-20 (using the default settings and parameters). There we can see Harvard at the top with 35,050 publications followed by Zhejiang and Shanghai Jiao Tong Universities.

But it is rather different for publications in the broad subject fields. Harvard is still in the lead for Biomedical Sciences and for Social Sciences and Humanities. For Mathematics and Computer Science, however, the top twenty consists entirely of Mainland Chinese universities. The best non - Mainland institution is Nanyang Technological University in Singapore. Harvard is 128th.

You could argue whether this is just a matter of quantity rather than quality. So, let's turn to another Leiden indicator, the percentage of publications in the top 10% of journals for Mathematics and Computer Science. Even here China is in the lead, although somewhat precariously. Changsha University of Science and Technology tops the table and  Harvard is in fifth place.

The pattern for Physical Sciences and Engineering is similar. The top 19 for publications are Chinese with the University of Tokyo in 20th place. However, for those in the top 10% Harvard still leads. It seems then that Harvard is still ahead for upmarket publications in physics and engineering but a growing and substantial amount of  research is done by China, a few other parts of Asia, and perhaps some American outposts of scientific excellence such as MIT and Caltech.

The Rise of China

The trend seems clear. China is heading towards industrial and scientific hegemony and eventually Peking, Tsinghua, Fudan and Zhejiang and a few others will, if nothing changes, surpass the Ivy league, the Group of Eight, and Oxbridge, although it will take longer for the more expensive and demanding fields of research. Perhaps the opportunity will be lost in the next few years if there is another proletarian cultural revolution in China or if Western universities change course.

What Happened to Harvard's Money?

It is standard to claim that the success or failure of universities is dependent on the amount of money they receive. The latest edition of the annual Nature Index tables was accompanied by headlines proclaiming that that China's recent success in high impact research was the result of a long term investment program. 

Money surely had a lot to do with it but there needs to be a bit of caution here. The higher education establishment has a clear vested interest in getting as much money from the public purse as it can and is inclined to claiming that any decline in the rankings is a result of hostility to higher education..

Tracing the causes of Harvard's decline, we should consult the latest edition of the Round University Rankings, now based in Georgia,  which provides ranks for 20 indicators. In 2021 Harvard was first but this year it was second, replaced by Caltech. So what happened?  Looking more closely we see that in 2021 Harvard was 2nd for financial sustainability and in 2022 it was 357th, That suggests a catastrophic financial collapse. So maybe there has been a financial disaster over at Harvard and the media simply have not noticed bankrupt professors jumping out of their offices, Nobel laureates hawking their medals, or mendicant students wandering the streets with tin cups. 

Zooming in a bit, it seems that, if the data is accurate, there has been a terrible collapse in Harvard's financial fortunes. For institutional income per academic staff Harvard's rank has gone from 21st to 891st.

Exiting sarcasm mode for a moment, it is of course impossible that there has actually been such a catastrophic fall in income. I suspect that what we have here is something similar to what happened  to Trinity College Dublin  a few years ago when someone forgot the last six zeros when filling out the form for the THE world rankings.

So let me borrow a flick knife from my good friend Occam and propose that what happened to Harvard in the Round University Rankings was simply that somebody left off the zeros at the end of the institutional income number when submitting data to Clarivate Analytics, who do the statistics for RUR. I expect next year the error will be corrected, perhaps without anybody admitting that anything was wrong.

So, there was no substantial reason why Harvard lost ground to Caltech in the Round Rankings this year. Still it does say something that such a mistake could occur and that nobody in the administration noticed or had the honesty to say anything. That is perhaps symptomatic of deeper problems within American academia. We can then expect the relative decline of Harvard and the rise of Chinese universities and a few others in Asia to continue.





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